Talk to Fred directly about your filing, offering, or transaction.
What the firm does
Issuer-side securities and corporate counsel: going public, capital raising, disclosure, SEC reporting, and related corporate transactions.
Going public
Private companies preparing to become SEC-reporting or quoted on OTC Markets.
Form S-1 and Form 10 registration, Regulation A offerings, direct listings on OTC Markets, SEC comment letters, and the 15c2-11 process.
Going public servicesCapital raising
Issuers raising money from investors under an exemption.
Regulation D (Rule 506(b) and 506(c)) private placements, private placement memoranda, Form D, state blue sky filings, and Regulation A.
Capital raising servicesSEC reporting and disclosure
Public companies with ongoing Exchange Act obligations.
Forms 10-K, 10-Q and 8-K, Section 16 filings, press release and investor deck review, and Rule 144 opinions.
SEC reporting and disclosure servicesCorporate transactions
Public and private companies doing deals or restructuring.
Mergers and acquisitions, reverse mergers and Super 8-Ks, proxy and information statements, and board governance.
Corporate transactions servicesRelated: Regulation A offerings · Rule 144 · Proxy and listing work · All services
Background
- U.S. Securities and Exchange Commission, 1984 – 2000: investigator 1984–1991, then enforcement attorney 1991–2000.
- Special Assistant U.S. Attorney, Southern District of Florida, 1997–1999, concurrent with SEC service.
- Member of The Florida Bar since 1991.
- Private practice since 2000.
The firm does not handle SEC enforcement defense, Wells notice responses, subpoena responses in an active investigation, or litigation. Full biography
How fees work
Ongoing monthly work
A monthly flat fee covers the scope written into the engagement, for example periodic SEC filings, disclosure and press release review, and routine corporate questions.
Separately quoted projects
Registration statements, Regulation A offering circulars, private placement memoranda, and similar projects are quoted as a separate flat fee before work begins.
More detail: Flat-fee securities lawyer
Questions
Contact
Frederick M. Lehrer, P.A.
2108 Emil Jahna Road
Clermont, FL 34711
